Please Join Us!
You are invited to attend a free event on Thursday, August 27 to hear special guest Congresswoman Ann Wagner, the Financial Industry Regulatory Authority (FINRA) and Missouri Commissioner of Securities Andrew Hartnett discuss current investing and regulatory issues.
During the two-hour program, you’ll learn:
- Where to turn for free, unbiased investing tools and information.
- How to avoid unnecessary risks and common investing pitfalls.
- Congressional proposals to help protect investors.
- How FINRA and state regulators help protect and educate investors.
St Louis Marriott West
660 Maryville Centre Drive
St. Louis, MO 63141
|Registration and Buffet Dinner
|5:30 – 6 p.m.
||6 – 8 p.m.
Call toll-free: (866) 862-0110
There is no charge for the program or dinner. Also, this is an educational program, and no sales materials or presentations will be permitted during the program or on the premises.
FINRA is the Financial Industry Regulatory Authority. We are an independent, non-governmental regulator for all securities firms doing business with the public in the United States. Every day, we work to protect investors and maintain market integrity. In our role, we regulate more than 4,000 brokerage firms and over 638,000 brokers. We also monitor trading on the U.S. equities markets. Every day, we oversee up to 50 billion market transactions—using technology powerful enough to detect potential abuses. Our independent regulation plays a critical role in America’s financial system—all at no cost to taxpayers. For more information, visit www.finra.org.